Risk Reporting Regulatory Analyst

Company: Kforce Finance and Accounting ( Learn More )

General Information
US-TN-Nashville
N/A
Not Specified
Contractor
Not Specified
Not Specified
False
False
Job Description

RESPONSIBILITIES:

Kforce has a client that is seeking a Risk Reporting Regulatory Analyst for one of their Fortune 500 Financial Services clients in Nashville, Tennessee (TN).Summary:You are responsible for rule mapping - taking regulatory rules and mapping them with the internal policies and controls to show to regulators that not only we have policies and procedures, but also doing what is required. The assignment will involve reviewing and updating the current rule mapping inventory that consists of regulatory rule requirements mapped to internal firm policies, procedures and other controls. The rulebooks to be reviewed will include the Securities and Exchange Commission (SEC), Financial Industry Regulatory Authority (FINRA), Federal Reserve, Commodity Futures Trading Commission (CFTC), National Futures Associations (NFA) and other financial services regulators.Culture:
  • Central Regulatory Change Function Department
  • Four member team- two co-heads and two team members in Nashville
  • Job Requirements

    REQUIREMENTS:

    • Law degree preferred
    • SEC (Securities and Exchange Commission) and other regulators - FINRA, etc.
    • Excel - proficient
    • Ability to prioritize
    • Ability to read rules and regulations and interpret them
    Kforce is an Equal Opportunity/Affirmative Action Employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, pregnancy, sexual orientation, gender identity, national origin, age, protected veteran status, or disability status.